Forex guaranteed introducing broker requirements

All registered IBs must be Members of NFA in order to conduct futures or swaps business with the public. An IB is required to file the following for its Principals and Associated Persons.

Additionally, all registered IBs engaged in retail off-exchange forex activities are required to:. In addition, only one application fee is required if the individual is filing an application as both an Associated Person and Principal. Click here if you do not already have access to the Online Registration System.

Introducing Brokers (IBs)

NFA publishes several guides to help IBs meet their regulatory requirements. Visit NFA's publication library for a complete list.

NFA offers its Members a variety of education and training opportunitiesincluding webinars, workshops and video tutorials. You can check the registration status and disciplinary history forex guaranteed introducing broker requirements any derivatives firm or individual.

Introducing Broker IB Who Has to Register Begin Enrollment Process Security Manager Duties FCM, SD, MSP, RFED, CPO, CTA, IB, FTF NFA Membership and Dues Fingerprint Card Requirements Proficiency Requirements Proficiency Exam Study Outlines Registration Video Tutorials FAQs. Quick Links Registration Advisories Available Payment Options.

Introducing Broker Program | Forex and CFD Trading | GAIN Capital

Featured Information NFA publishes several guides to help IBs meet their regulatory requirements. Special Messages NFA offers its Members a variety of education and training opportunitiesincluding webinars, workshops and video tutorials.

Electronic Filings NFA Members can file many of their required documents electronically.

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